On Demand Webinar FCA Non-Financial Misconduct: A Playbook for HR & Compliance Leaders

New FCA rules on Non-Financial Misconduct are coming soon. Are you ready? Here’s the action plan you need.

As of 1 September, new FCA regulations take effect that fundamentally change the way firms manage non-financial misconduct (NFM). Beyond simple training attestations, FCA-regulated firms will be required to provide evidence of behavioral change, robust adjudication frameworks, and clear action on NFM, including conduct occurring on social media. For HR, Legal, and Compliance leaders, "good intentions" are no longer a defensible strategy.

Watch this high-impact webinar designed to move you from regulatory uncertainty to a defensible, documented program ahead of the upcoming FCA regulations.

Background Check Advisory’s Anton Watson, HireRight’s Caroline Smith, and Fama’s Ben Mones skip the buzzwords and provide a practical "Playbook" for mitigating NFM risks in 2026.

You’ll Learn:

1. What the Regulations Mean in Plain English: A breakdown of the FCA’s binding NFM rules vs. non-binding ICO guidance, and how to navigate the "Legitimate Interest" test for social media screening.

2. The Mechanics of Social Media Screening: A live look at how to identify specific behavioral signals (bullying, harassment, and illegal activity) while maintaining strict data privacy and compliance.

3. The Practitioner’s Rollout: Strategic insights on moving from pre-hire screening to annualized checks for senior staff, and how to prepare your managers for difficult conduct conversations.

4. Building the "Defensive File:" A section-by-section walkthrough of the compliance evidentiary record needed to satisfy an FCA inbound inquiry.

You won't just leave with information; you'll leave with an actionable plan. All attendees will receive a Proof of Compliance Template, a structured framework designed to document your program’s lawful basis, population scope, and outcomes.

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